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©1997 Babette Rothschild, MSW, LCSW
Member: National Association of Social
Workers International and European Societies
for Traumatic Stress Studies
Self and Society, May 1999
Traumatic events exact a toll on the body as
well as the mind. This is a well documented
and agreed upon conclusion of the
psychiatric community as attested in the
Diagnostic and Statistical Manual of the
American Psychiatric Association. A major
category in their symptom list of
Post-traumatic Stress Disorder (PTSD) is
"persistent symptoms of increased arousal"
in the Autonomic Nervous System (ANS) (APA
1994). Yet, despite a plethora of study and
writing since PTSD first appeared as a
diagnostic category 17 years ago (APA 1980),
there has been little attention given to
this, the somatic side of trauma. The
attention that has been given to the body
tends to focus on the distressing symptoms
of PTSD and the resulting problems.
Consideration of using the body, itself, as
a possible resource in the treatment of
trauma has rarely been explored. The
consequences of such an exclusion are
multifold as comprehending traumatic impact
on the body may be a vital key to
understanding and treating the traumatized
body as well as the traumatized mind.
Moreover, somatic interventions may be
useful as an adjunct to existing trauma
therapies, making the therapy easier to
pace, and less volatile. This article will
review the phenomenon of "increased arousal"
in the ANS and present several somatic
techniques that are useful in stopping or
reducing ANS hyperarousal.
INTRODUCTION
Most of my psychotherapy colleagues and
professional workshop participants tell me
that they know all too well just how tricky
psychotherapy with trauma can be -
regardless of the theory or techniques that
are being applied. The risk of client
overwhelm, anxiety and panic attacks,
flashbacks, or worse re-traumatization,
always lingers. I have heard reports of
clients getting such overwhelming flashbacks
during therapy sessions, that the treatment
room became misinterpreted as the site of
the trauma and the therapist the perpetrator
of the trauma. Reports of clients becoming
unable to function normally in their daily
lives during a course of trauma therapy -
some even requiring hospitalization - are
not uncommon. Working with trauma seems,
universally, to be rather more precarious
than other realms of psychotherapy.
I have found it safest to approach trauma
therapy in a similar way that I approach
driving an automobile. My logic stems from
the observation that both driving and trauma
therapy involve controlling something that
can easily go out of control.
I've taught several friends to drive. I
always begin the same way. First, before my
driving student is allowed to cause the car
to move forward, I teach him how to stop,
how to brake. It is only once my student
(and I) are secure in his ability to find
the brake pedal and stop the car
reflexively, that I deem it safe for him to
meet the accelerator and learn to (slowly)
advance the car, while periodically
returning to the brake pedal - stop and go.
Safe driving involves timely and careful
braking combined with acceleration at the
rate that the traffic, driver and vehicle
can bear. So does safe trauma therapy.
It is not a good idea to proceed with
directly addressing a traumatic incident -
accelerating trauma processes in the mind
and body - unless both you and your client
know how to apply the brakes: stop that
process if it becomes too uncomfortable or
destabilizing. Safe trauma therapy includes:
1) understanding the phenomenon of
hyperarousal, 2) the ability to observe and
gauge the state of the ANS, and 3) body
oriented tools for stopping, containing and
reducing hyperarousal - applying the brakes.
ANS AND THE PHYSIOLOGY OF
HYPERAROUSAL
Notice what you feel in your body,
particularly your heart rate and breathing
as you read the following:
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Imagine you wake in the middle of
the night to the sound of shattering
glass. You think of the front door
with the glass pane in the middle.
You are immediately alert. You hold
your breath. Your heart pounds. You
go carefully into the hall, all
senses heightened, eyes wide.
Proceeding towards the front door,
you find a vase in pieces on the
floor, your cat skulking guiltily
away. You exhale, then yell at the
cat, your heart rate comes back to
normal, and you shake just a little
bit for a few minutes.
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The limbic system of the brain responds to
extreme stress/trauma/threat by releasing
hormones that tell the body to prepare for
defensive action, activating the sympathetic
branch (SNS) of the autonomic nervous system
(ANS), preparing the body for fight or
flight: increasing respiration and heart
rate, sending blood away from the skin and
into the muscles, etc. When threat is
imminent or prolonged (as with torture,
rape, etc.), the brain can also release
hormones to heighten the parasympathetic
branch (PNS) of the ANS, and tonic
immobility - like a mouse going dead (slack)
or a frog or bird becoming paralyzed (stiff)
- can result (Gallup 1977, Levine 1997).
With PTSD the brain continues to respond as
if under stress/trauma/threat, continuing to
prepare the body for fight/flight, or going
dead (sometimes called "freezing") even
though the actual traumatic event has ended.
People with PTSD live with a chronic state
of ANS activation - hyperarousal - in their
bodies leading to physical symptoms that
include: anxiety, panic, muscle stiffness,
weakness, exhaustion, concentration
problems, sleep disturbance, etc.
Diagram 1. illustrates the
organization of the body's Nervous System:

During a traumatic event the brain tells the
body there is threat. In PTSD, the body
persists in telling the brain there is
continued threat; the brain continues to
stimulate the ANS for defense. It is a
vicious circle. Objects, sounds, colors,
movements, etc., that might otherwise be
insignificant, become associated to the
trauma and become external triggers that are
experienced internally as danger (van der
Kolk 1996). Confusion can result when
recognition of external safety does not
coincide with the inner experience of
threat. Hyperarousal can become chronic, or
can be triggered acutely. Breaking this
cycle is an important step in the treatment
of PTSD.
The ability to recognize indications of
hyperarousal, that is, ANS over-activation
can help in breaking that cycle. It is easy
to learn, but as with any skill it takes a
degree of practice. I suggest that all
professionals (psychotherapists, and body
workers alike) working with traumatized
clients - no matter what theory base or
techniques are being used -, memorize the
signs for both SNS, PNS and combined
activation and practice observing them in
others. It is also very useful to ask your
client periodically what he is aware of in
his heart rate, breathing, etc. -
particularly those ANS signs that are more
difficult to observe. By noticing what is
happening in the client, the psychotherapist
secures a valuable, objective gauge for
reading the arousal state of the client. It
can also be useful to teach the client to
recognize signs of ANS activation in himself
- he will gain a greater sense of body
awareness and a greater sense of
self-knowledge and self-control.
Diagram 2. illustrates the
organization of the Autonomic Nervous
System:

The PNS and SNS branches of the ANS function
in balance with each other. The SNS is
primarily aroused in states of stress, both
positive and negative. Examples of positive
experiences that create stress in the body
include: orgasm, getting married, a
challenging sport. Stress can also be the
result of pressured expectations at work or
school, financial problems, family
conflicts, etc. The most extreme stress is
traumatic stress as the result of threat to
life. The PNS is primarily aroused in states
of rest and relaxation, pleasure, sexual
arousal, etc. Both branches are always
engaged, but one is usually more active, the
other suppressed - like a scale: when one
side is up, the other is down. They
constantly swing in complementary balance to
each other (Bloch 1985). The following will
illustrate the interactive balance of the
SNS and PNS:
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You are sleeping restfully, the PNS
is active and the SNS suppressed,
you awaken and find you set the
clock wrong and you are already one
hour late for work. The SNS shoots
up: your heart rate accelerates, you
are instantly awake. You move
quickly showering, dressing then
running for the bus. When you get to
the bus stop you notice the clock on
the church tower and realize this
was the weekend that winter time
started, and actually you aren't
late after all. The SNS decreases
and the PNS rises. Your heart rate
slows, you breathe easier. But when
you get to work, you find you forgot
a deadline and scurry to catch up
before your boss finds out. The SNS
again accelerates, suppressing the
PNS. You work quickly...
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So it goes throughout the average day with
the SNS and PNS swaying in balance with each
other.
APPLYING ANS KNOWLEDGE IN THE THERAPY
SETTING
A major advantage of learning to observe the
bodily signs of ANS activation is having
additional tools to help clients contain and
reduce hyperarousal in their daily lives, as
well as avoiding this highly traumatized
(and possibly re-traumatizing) state during
therapy sessions.
PNS activation (slow respiration, slow heart
rate, contracted pupils, etc.) indicates the
client is relaxed, and the therapy is
progressing at a comfortable rate. Low SNS
activation (increased respiration, increased
heart rate, dilated pupils, etc.) indicates
excitement and/or containable discomfort.
High SNS activation (rapid heart rate,
hyperventilation, etc.) may mean the client
is having trouble dealing with what is going
on and may be quite anxious. And when high
sympathetic activation becomes masked by
high parasympathetic activation (and there
are indications that both are aroused
simultaneously - i.e., pale skin with slow
breathing, dilated eyes with flushed skin,
slow heart rate and rapid breathing, etc.),
the client is in a highly traumatized state
and it is time to hit the brakes. He is
likely experiencing some type of flashback
(in images, body sensations, emotions, or a
combination). In such an instance, the
therapist must help stabilize the client -
as indicated by either lowered sympathetic
activation or primarily parasympathetic
activation - before proceeding further with
the therapeutic work or sending him home.
Not to do so could risk panic,
re-traumatization, breakdown, or worse.
Several strategies useful for accomplishing
such stabilization are addressed in the next
section of this article.
CAUTION: Not all of the following techniques
will work for all clients. Some clients may
find one or more of them provoking rather
than containing. Experiment slowly using
bodyawareness and drop any technique that
increases anxiety or symptoms.
SOMATIC RESOURCES FOR BRAKING: SLOWING DOWN
AND CONTAINING HYPERAROUSAL
Bodyawareness
Bodyawareness - being able to accurately
sense what is happening in one's body -
appears to be a powerful tool in trauma
therapy for braking though it can also be
accessed to enable acceleration of the
therapy process (when the client is ready)
as a catalyst to somatic memory (van der
Kolk 1994). Client skill in bodyawareness
will make the other techniques described
below more effective. "Bodyawareness" in
this usage - as taught in the BODYnamic
training programs (BODYnamic Institute
1988-1992) - refers to the precise awareness
of the physical body: skin, muscles, bones,
organs, breathing, movement, position in
space, etc. It further implies how the body
is actually being experienced/sensed in the
here-and-now: temperature,
tension/relaxation, pain, prickles,
pressure, size, humidity (i.e., sweating
hands), heart rate, "growling stomach",
vibration, etc. Contrary to what you might
think, clients usually become less, rather
than more anxious when encouraged to notice
and describe their bodily sensations. (But
there are exceptions to this rule -
bodyawareness is not for everybody.) Once
they get the hang of it, many clients report
that during trauma therapy, it is a relief
for them to be periodically asked about
their bodyawareness - the bodyawareness can
become a secure resource in itself.
Not every client can use this braking tool,
though. There are several situations where
it would be contraindicated. Two examples:
1) Some traumas are so damaging to the
bodily integrity that any sensing of the
body over-accelerates contact to the
trauma(s); 2) There are also clients who
will feel pressured to sense their body
"correctly" - a kind of performance anxiety
can develop. In such cases it is better to
bypass training in bodyawareness and use
other braking techniques instead.
Tensing Peripheral Muscles - Holding
Together
Tensing in peripheral muscles of arms and
legs is often calming and containing.
Tensing is a particularly useful braking
technique and is usually very effective for
reducing hyperarousal, or at least making it
seem more containable. The principles for
this were taught to me in the Bodynamic
Training Program (1988-1992), as well as the
leg exercises. The arm exercises were taught
to me by my colleague, physical therapist
and body-psychotherapist, Robyn Bohen (Bohen
1991). I
IMPORTANT: Any tensing should be done only
until the muscle feels slightly tired.
Release of the tensing must be done very,
very slowly. Try one tensing and evaluate
with bodyawareness before going on to the
next. If tensing causes any adverse reaction
(nausea, spaciness, anxiety, etc.), you can
usually neutralize the reaction by gently
stretching the same muscle - making an
opposite movement.
Legs: Stand with feet a
little less than shoulder-width apart, knees
relaxed (neither locked, nor bent). Press
knees out directly to the side so that you
can feel tension along the sides of the legs
from knee to hip.
Left arm: Sit or stand with
arms crossed right over left. The right hand
should be covering the left elbow.
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The right hand provides resistance as
the left arm lifts directly away from
the body. You should feel tension in the
forward directed part of the upper arm
from shoulder to elbow.
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The right hands provides resistance to
the back of the elbow as the left arm
pushes directly left. You should feel
tension in the left-directed part of the
upper arm from shoulder to elbow.
Right arm: Sit or stand
with arms crossed left over right. The left
hand should be covering the right elbow.
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The left hand provides resistance as the
right arm lifts directly away from the
body. You should feel tension in the
forward directed part of the upper arm
from shoulder to elbow.
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The left hands provides resistance to
the back of the elbow as the right arm
pushes directly right. You should feel
tension in the right-directed part of
the upper arm from shoulder to elbow.
Dual Awareness
A few years ago, in a professional workshop
I was asked the following question by a
psychotherapist participant: "What do I do
about a client who, as soon as she enters
the therapy room goes into flashback,
believing the therapy room to be the scene
of the trauma and me to be the perpetrator?"
My answer was simple, "Stop her!" Of course,
sometimes this is easier said then done.
In my experience it is not possible for a
client to work through a trauma until and
unless he can maintain a dual awareness of
past and present. I have found that allowing
a client to continue in flashback and
hyperarousal, only adds to his experience of
trauma and sense of hopelessness to overcome
it.
Sometimes you have to work with a client for
a period of time (weeks, months, years)
before he has enough ego strength to be able
to maintain this dual awareness while
addressing the trauma. When this is the
case, that must be the prerequisite focus of
the therapy. Once the client has developed
this capacity, the use of dual awareness, it
can also be used as a braking tool. This is
a great asset.
Bessel van der Kolk discusses the difference
between the "experiencing self" and the
"observing self" in the traumatized client
(van der Kolk 1996b). In a traumatized
person, there may be a marked split.
Teaching the client to acknowledge both
parts by stating the reality of both selves
at the same time, is often a key to calm.
Acknowledging this split has helped several
of my Danish clients to wait for the train
in the one underground station in
Copenhagen, Nørreport , where they otherwise
were prone to anxiety attacks. This simple
technique involves accepting and stating
(aloud or in thought) the reality of both
the experiencing self and the observing self
at the same time: "I'm feeling very scared
here (experiencing self)," while at the same
time actually looking around, evaluating the
situation, and if it is true, saying, "But
I'm not in any danger (observing self)."
It's also an effective technique for
stopping a flashback: "I am feeling very
[insert emotion, usually scared] right now
because I am remembering [insert traumatic
event]..." "...And I am looking around and
can see that [insert traumatic event] is not
happening right now ."
Establishing a Sense of Boundary at the Skin
Level
Much trauma is the result of events that
were in one way or another physically
invasive: assault, rape, car accidents,
surgery, torture, beatings, etc. Often it is
loss of the sense of bodily integrity that
accelerates a trauma process out of control.
Reestablishing the sense of boundary at the
skin level will often reduce hyperarousal.
To increase the sense of bodily integrity, I
will often suggest that a client physically
feel his/her periphery/boundary - the skin.
This can be done in two ways:
1) Have your client use his own hand to rub
firmly (not too light, not too hard) over
his surface. Try one spot, e.g. an arm or
leg, first. If it is containing and calming
for the client, go on to another place,
eventually covering the entire body. Make
sure the rubbing stays on the surface - skin
(clothes over skin), and does not become a
gripping or massaging of muscles. If your
client doesn't like touching himself, he can
use a wall or door (often a cold wall is
great) to rub against or have him use a
pillow or towel to make the contact.
Remember, especially, the back, and the
sides of the arms and legs.
2) Some clients will feel too provoked even
touching their own skin. In that case it
might work to have them sense their skin
through sensing the objects they are in
contact with. Have the person feel where his
buttocks meets the chair, his feet meet the
inside of his shoes, the palms of his/her
hands rest on his thighs, etc. As the client
tries either of these, it may be useful to
have him thinking or saying to himself "this
is me", "this is where I stop", etc.
Feeling the boundary of the skin can serve
as a braking technique for many. But note,
for some this technique will be more
provoking than calming; use caution.
Feeling the Solidness of the Bones
Some people who become provoked when feeling
their skin may respond well to feeling the
solidness of their bones (caution, though,
as a few could be frightened by this - bones
remind some of skeletons and death).
Sensing the spine, in particular, can be a
great aid to braking. This can be done
sitting or standing, placing the spine
against a wall or out-facing corner. It can
also be done without outside contact by
focusing on the internal support of the
spine. Ask your client if he can feel his
spine supporting his trunk to stay upright.
You can also offer your client a wooden
spoon or pencil to tap gently on bone
projections at elbow and wrist, or knee and
ankle - it helps to know a little anatomy if
you use this one so you can guide your
client to tapping the proximal and distal
ends of the same bone. When done correctly,
the client will feel a vibration along the
length of the bone. For many, this has a
very solidifying - and braking - effect,
reducing or stopping hyperarousal.
CONCLUSION
Observation of the ANS combined with simple
somatic techniques can be an effective
adjunct in the containment and reduction of
traumatic symptoms, making trauma therapy
safer and less traumatic.
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